Question: Is STC good for the Sie?

On the other hand, STC is an excellent resource for SIE exam study material and has consistently prepared my students for their exam.

What happens if I fail the SIE?

Yes, if you fail the SIE, you will be permitted to retake it, but you will have to wait 30 days. FINRA is maintaining its 30/30/180 day rule with respect to the SIE. This means that if you fail the SIE you must wait 30 days to retest.

What happens if you fail the SIE exam?

Is there a waiting period if I fail the SIE? The waiting period for the SIE is the same as that for FINRAs other exams. After the first and second failed attempts, there is a 30-day waiting period. For any attempts after the third attempt, there is also a 180-day waiting period between each exam attempt.

Should I take Sie before Series 7?

SIE is a co-requisite for the Series 6 and Series 7 exams and can be taken any time before or after the Top-Off exams (within 4 years). We recommend, however, that you pass your SIE exam first and then prepare for Series 6 or 7 Top-Off.

How many times can you fail Sie?

How many times can you fail the SIE? FINRA is maintaining its day rule with respect to the SIE. This means that if you fail the SIE you must wait 30 days to retest. However, if youre unlucky enough to fail it three times, as with other securities exams, you will have to wait 180 days to take it again.

What is the passing rate for the Sie?

74% The SIE Exams current pass rate is 74% for first-timers and 82% overall. These numbers are largely unchanged from the pass rates that FINRA previously released in January 2019.

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